Master Project

The MASTER Document Type Definition: reference manual

2.6 Physical Description


Up: 2 The Manuscript Description Element Previous: 2.5 Intellectual Content Next: 2.7 History

Contents

Under the general heading of `physical description ' we subsume a large number of different aspects generally regarded as useful in the description of a given manuscript. These include aspects of the form, support, extent, and quire structure of the manuscript object (2.6.1 Physical form of the whole ms); aspects of the writing, such as the way it is laid out on the page, the styles of writing and any musical notation employed (2.6.2 Writing and Notations); discussion of decorative features of the manuscript, of any paratextual features such as pagination, and of any annotations (2.6.3 Decoration and binding); discussion of its binding and state of repair (2.6.4 Foliation, additions, and condition).

Most manuscript descriptions touch on several of these categories of information though few include them all, and not all distinguish them as clearly as we propose here. In particular, it is often the case that an existing description will include information for which we propose distinct elements within a single paragraph, or even sentence. The encoder must then decide whether to rewrite the description using the structure proposed here, or to retain the existing prose, marked up simply as a series of <p> elements, directly within the <physDesc> element.

The <physDesc> element may thus be used in either of two distinct ways: it may contain a series of paragraphs addressing topics listed above and similar ones; or it may act as a container for any choice of the more specialised elements described in the remainder of this section, each of which itself contains a series of paragraphs, and may also have more specific attributes. Note that the two ways should not be combined within the same description.

<!-- example to be supplied -->

2.6.1 Physical form of the whole ms

The following elements should appear at the start of a structured physical description in the order specified. They describe various aspects relating to the format of the manuscript object, the material of which it is composed, its size, and physical organization as a sequence of leaves:

<form> contains a description of the physical format of the manuscript.
<support> contains a description of the written materials making up the manuscript item.
<extent> describes the approximate size of the manuscript, specified in any convenient units.(standard TEI element)
<collation> contains a description of how the leaves or bifolia are physically arranged.

The <form> element may often contain only a single word or phrase: at a later revision of this standard, it is possible that it will be supplied as an attribute value. The <support> element, by contrast, may contain a detailed prose description of the material on which a manuscript is written. Phrase-level elements may be used to tag specific terms of interest if so desired: as in the following example the <material>, <ref>, and <term> elements have been used for this purpose:

<form><p>codex</p></form>
<support>
<p>Mostly <material>paper</material>, with watermarks 
<term>unicorn</term> (<ref>Briquet 9993</ref>) and 
<term>ox</term> (close to <ref>Briquet 2785</ref). 
The first and last leaf of each quire, with the 
exception of quires xvi and xviii, are constituted by
bifolia of <material>parchment</material>, and all 
seven miniatures have been painted on inserted 
singletons of <material>parchment</material>.</p> 
</support> 

If so desired, more specific paragraph-level elements may be used to divide the components of the <support> element. Two such elements are provided:

<overview> contains the introductory section of any specialised component of a manuscript description.
<watermarks> contains a detailed description of the watermarks identified in the paper of which a manuscript is composed.

The <overview> element may be used to enclose a general discussion of the support, typically preceding a more detailed discussion, as in the following example:

<!-- to be supplied -->

The <watermarks> element may be used to enclose discussion of one or more watermarks; if this makes reference to standard catalogues of such items, these may be tagged using the standard <ref> element as in the following example:

<support><material>Paper</material>
<watermarks>Watermark: <term>anchor in a
circle with star on top</term>, 
<term>countermark B-B with trefoil</term> 
similar to <ref>Moschin, Anchor N 1680</ref> 
<date>1570-1585</date>.</watermarks></support>

The <extent> element is principally a specification of the number of leaves or bifolia a manuscript contains, but may also contain any number of other measurements carried out on the manuscript. Such measurements may be specifically marked using the phrase level <dimensions> element, as in the following example, or left as plain prose.

<extent>2 leaves, taken from the binding of a printed book</extent> 
<extent>ii+321 leaves</extent>
<extent>37+212 leaves</extent>
Since the <dimensions> element is available for use anywhere in a description, the cataloguer may choose to discuss (for example) dimensions of miniatures at the same time as describing the miniatures, rather than specify that information within the <extent> element.

The <collation> element should be used to specify exactly how the leaves or bifolia of a manuscript are combined into quires etc. This may be described using informal prose, or any appropriate notational convention. No specific notation is defined here as yet, but provision is made for the tagging of such formulę with the standard TEI <formula> element as in the following example:

<collation>
<p>
<formula>1-5.8 6.6 (catchword, f. 46, does not match following text) 
7-8.8 9.10, 11.2 (through f. 82) 12-14.8 15.8(-7)</formula>
<catchwords>Catchwords are written horizontally in center 
or towards the right lower margin in various manners: 
in red ink for quires 1-6 (which are also signed in red 
ink with letters of the alphabet and arabic numerals); 
quires 7-9 in ink of text within yellow decorated frames; 
quire 10 in red decorated frame; quire 12 in ink of text; 
quire 13 with red decorative slashes; quire 14 added in 
cursive hand.</catchwords>
</p></collation>

2.6.2 Writing and Notations

The second group of elements within a structured physical description concerns aspects of the writing or other notation (notably, music) found within a manuscript.

<layout> contains a description of ruling technique and layout.
Attributes include either a whole number or the string "NA" (not applicable) may be given as a pair of numbers (a range), as a whole number, or as the string "NA" (not applicable) may be given as a pair of numbers (a range), as a whole number, or as the string "NA" (not applicable)
columns specifies the number of columns per page
Datatype: CDATA
Default: '1'
ruledLines specifies the number of ruled lines per column
Datatype: CDATA
Default: #IMPLIED
writtenLines specifies the number of written lines per colum
Datatype: CDATA
Default: #IMPLIED
<msWriting> contains a description of all the different kinds of writing used in a manuscript.
Attributes include A whole number, or the string "many"
hands specifies the number of distinct hands identified within the manuscript
Datatype: CDATA
Default: #IMPLIED
<handDesc> describes a particular style or hand distinguished within a manuscript.
Attributes include 'tremulous hand', 'Hoccleve', etc. 'secretary', 'copperplate', 'Chancery', 'Italian', etc.
scribe gives a standard name or other identifier for the scribe believed to be responsible for this hand.
Datatype: CDATA
Default: #IMPLIED
script characterizes the particular script or writing style used by this hand.
Datatype: CDATA
Default: #IMPLIED
medium describes the tint or type of ink, e.g. 'brown', or other writing medium, e.g. 'pencil',
Datatype: CDATA
Default: #IMPLIED
scope specifies how widely this hand is used in the manuscript.
Datatype: (sole|major|minor)
Sample values include:
sole only this hand is used throughout the manuscript
major this hand is used through most of the manuscript
minor this hand is used occasionally in the manuscript
Default: #IMPLIED
<musicNotation> contains description of type of musical notation.

2.6.2.1 Layout

The <layout> element is used to describe and document the way in which text and illustration are displayed on the written surface, specifying for example the number of written, ruled, or pricked lines and columns per page, presence or absence of margins, distinct blocks such as glossaria etc. In some cases, the layout will be sufficiently regular for the attributes on this element to convey all that is necessary; more usually however a more detailed treatment will be required. The attributes are provided as a convenient short hand for commonly occurring cases, and should not be used except where the layout is regular. The value NA (not-applicable) should be used for cases where the layout is either very irregular, or where it cannot be characterised simply in terms of lines and columns, for example, where blocks of commentary and text are arranged in a regular but complex pattern on each page

The following examples indicate the range of possibilities:

<layout ruledLines="25-32">
<p>Most pages have between 25 and 32 long lines ruled in lead.</p>
</layout>

2.6.2.2 Writing

The <msWriting> element may contain a short description of the general characteristics of the writing observed in a manuscript as in the following example:

<msWriting>
<p>Written in a <term>late caroline minuscule</term>; versals in a 
form of <term>rustic capitals</term>; although the marginal and 
interlinear gloss is written in varying shades of ink that are 
not those of the main text, text and gloss appear to have been 
copied during approximately the same time span.</p>
</msWriting>

Note the use of the <term> element to mark specific technical terms within the context of the <msWriting> element. Where several distinct hands have been identified, the cataloguer may simply specify the fact using the hands attribute, as in the following example:

<msWriting hands="2">
<p>The manuscript is written in two contemporary hands, otherwise
unknown, but clearly those of practised scribes.  Hand I writes
ff. 1r-22v and hand II ff. 23 and 24. Some scholars, notably
Verner Dahlerup and Hreinn Benediktsson, have argued for a third hand
on f. 24, but the evidence for this is insubstantial.</p>
</msWriting>

Alternatively, or in addition, where more specific information about one or more of the hands identified is to be recorded, the <handDesc> element should be used. Such hand descriptions may contain prose and may also bear particular attributes to facilitate retrieval as in the following example:

<handDesc><p>Written in insular phase II half-uncial
with interlinear Old English gloss in an Anglo-Saxon 
pointed minuscule.</p></handDesc>

The <locus> element discussed in section 2.2.3 References to manuscript locations may be used to specify exactly which parts of a manuscript are written by a given hand where this information is included within the hand description. Alternatively, the standard TEI <handShift> element may be used within the body of a transcription to point to a <handDesc> element. Note that this element replaces the existing TEI <hand> element, which has a more restricted scope of application.

2.6.2.3 Musical notation

Finally, where a manuscript contains music or similar non-verbal notation, the <musicNotation> element may be used to describe the notation employed, as in the following example:

<musicNotation>
<p>Neumes in campo aperto of the St. Gall type.</p>
</musicNotation>

2.6.3 Decoration and binding

In describing a manuscript, it is often difficult or impossible to draw a clear distinction between aspects which are purely physical and aspects which contribute to the intellectual content. This is particularly true of `decorative' aspects such as illustrations and decorations within the manuscript or binding. We propose the following elements for the purpose of delimiting discussion of these aspects within a manuscript description, amd for convenience locate them all within the physical description, despite the fact that illustrative features in many cases may be better thought of as part of the intellectual content, and thus better described under the <msContents> element discussed in section 2.5 Intellectual Content.

<decoration> contains a description of the decoration of a manuscript, either as a sequence of paragraphs, or as a sequence of topically organised decoNote elements.
<decoNote> contains a note describing either a decorative component of a manuscript, or a fairly homogenous class of such components.
Attributes include Any convenient typology may be used Any convenient typology may be used Any convenient typology may be used Any convenient typology may be used
type specifies the kind of decorative feature being described
Datatype: CDATA
Default: #IMPLIED
subtype supplies a further sub-categorization of the value specified by the type attribute.
Datatype: CDATA
Default: #IMPLIED
figurative indicates whether the note concerns purely figurative aspects of the decoration
Datatype: (yes|no|na)
Sample values include:
yes figurative features are discussed
no figurative features are not discussed
na not applicable
Default: 'na'
technique the note primarily concerns the technique or style of the decorative features
Datatype: CDATA
Default: #IMPLIED
quality the note contains an assessment of the aesthetic quality of the decorative feature
Datatype: CDATA
Default: #IMPLIED
figurative indicates whether the note concerns purely figurative aspects of the decoration
Datatype: (yes|no|na)
Sample values include:
yes figurative features are discussed
no figurative features are not discussed
na not applicable
Default: 'na'
illustrative indicates whether the note concerns purely illustrative aspects of the decoration
Datatype: (y|n|u)
Sample values include:
y illustrative features are discussed
n illustrative features are not discussed
u unknown or inapplicable
Default: 'u'
<bindingDesc> describes the present and former bindings of a manuscript, either as a series of paragraphs or as a series of distinct binding elements, one for each binding of the manuscript.
<binding> contains a description of one binding, i.e. type of covering, boards, etc. applied to a manuscript
Attributes include
contemporary specifies whether or not the binding is contemporary with the majority of its contents
Datatype: (yes|no|unk)
Sample values include:
yes the binding is contemporaneous with its contents
no the binding is not contemporaneous with its contents
unk the date of either binding or manuscript is unknown
Default: 'unk'

2.6.3.1 Decoration

The <decoration> element may contain simply one or more paragraphs summarizing the overall nature of the descriptive features of the manuscript, as in the following example:

<decoration>
<p>The decoration comprises two
full page miniatures, perhaps added by the original
owner, or slightly later; the original major decoration
consists of twenty-three large miniatures, illustrating
the divisions of the Passion narrative and the start of
the major texts, and the major divisions of the Hours;
seventeen smaller miniatures, illustrating the suffrages
to saints; and seven historiated initials, illustrating
the pericopes and major prayers.</p>
</decoration>
Alternatively, it may contain a series of more specific typed <decoNote> elements, each summarizing a particular aspect of the decoration present, for example the use of miniatures, initials (historiated or otherwise), borders, diagrams, etc., as in the following example:
<decoration>
<decoNote type="miniature" technique="painted" figurative="yes">
<p>One full-page miniature, facing the beginning of the first Penitential Psalm.</p></decoNote> 
<decoNote type="initial" technique="painted" figurative="yes">
<p>One seven-line historiated initial, commencing the first Penitential Psalm.</p>
</decoNote>
<decoNote type="initial" technique="painted" figurative="no">
<p>Six four-line decorated initials, commencing the second through the 
seventh Penitential Psalm.</p></decoNote>
<decoNote type="initial" technique="pen-flourished" figurative="no">
<p>Some three hundred two-line versal initials with pen-flourishes, 
commencing the psalm verses.</p></decoNote>
<decoNote type="border" technique="painted" figurative="no">
<p>Four-sided border decoration surrounding the miniatures and 
three-sided border decoration accompanying the historiated and 
decorated initals.</p></decoNote></decoration>

Where more exact indexing of the decorative content of a manuscript is required, the standard TEI elements <term> or <index> may be used within the prose description to supply or delimit appropriate iconographic terms, as in the following example:

<decoration>
<decoNote type="miniatures">
<p>Fourteen large miniatures with arched
tops, above five lines of text:
<list>
<item><locus>fol. 14r</locus>Pericopes. <term>St. John writing on
Patmos</term>, with the Eagle holding his ink-pot and pen-case;
some flaking of pigment, especially in the sky</item>
<item><locus>fol. 26r</locus>Hours of the Virgin, Matins.
<term>Annunciation</term>; Gabriel and the Dove to the
right</item>
<item><locus>fol. 60r</locus>Prime. <term>Nativity</term>; the
<term>Virgin and Joseph adoring the Child</term></item>
<item><locus>fol. 66r</locus>Terce. <term>Annunciation to the
Shepherds</term>, one with <term>bagpipes</term></item>
<!-- ... -->
</list></p>
</decoNote>
</decoration>

2.6.3.2 Binding

The <bindingDesc> element contains a description of the state of the present and former bindings of a manuscript, including information about its material, any distinctive marks, and provenance information. This may be given as a series of paragraphs, if only one binding is being described, or as a series of distinct <binding> elements, each describing a distinct binding, where these are separately described. For example:

<bindingDesc>
<p>Sewing not visible; tightly rebound over
19th-cent. pasteboards, reusing panels of 16th-cent. brown leather with
gilt tooling &agrave; la fanfare, Paris c. 1580-90, the centre of each
cover inlaid with a 17th-cent. oval medallion of red morocco tooled in
gilt (perhaps replacing the identifying mark of a previous owner); the
spine similarly tooled, without raised bands or title-piece; coloured
endbands; the edges of the leaves and boards gilt.Boxed.</p>
</bindingDesc>

Within a binding description, the element <decoNote> is available, as an alternative to <p>, for paragraphs dealing exclusively with information about decorative features of a binding, as in the following example:

<binding>Bound, s. XVIII (?), in 
<material>diced russia leather</material>
retaining most of the original 15th century 
metal ornaments (but with some replacements) 
as well as the heavy wooden boards; 
<decoNote>on each cover: alternating circular stamps of the 
Holy Monogram, a sunburst, and a flower;</decoNote> 
<decoNote>on the cornerpieces, one of which is missing,
a rectangular stamp of the Agnus Dei;</decoNote> 
rebacked during the 19th (?) century.
</binding>

2.6.4 Foliation, additions, and condition

The following elements are used to describe the remaining subdivisions of the physical description:

<foliation> describes the numbering system or systems used to count the leaves or pages in a codex.
<condition> contains a description of the physical condition of the manuscript.
<additions> contains a description of any significant additions found within a manuscript, such as marginalia or other annotations.

2.6.4.1 Foliation

The <foliation> element describes one or more pagination schemes applied to the manuscript. It should be used to indicate the scheme of page numbers, folio numbers or column numbers provided in the manuscript, as in the following examples:

<foliation>
<p>Folio numbers were added by &amp;Aacute;rni Magn&amp;uacurte;sson 
ca. <date>1720-1730</date> with brown ink in the upper right corner 
of all recto-pages.</p></foliation>

<foliation><p>Page numbers have been written with pen in the late 
19th century on top of every ten recto-pages, to the right: 11, 
21, 31, etc. Later, folio numbers have been written between 
columns on top of every recto-page, in pencil.</p></foliation> 
It may also include discussion of such features as original signatures or catchwords, where relevant, as in the following example:
<foliation>
<p>Quire and leaf signatures in letters, [b]-v, and roman
numerals; those in quires 10 (1) and 17 (s) in red ink and different
from others; every third quire also signed with red crayon in arabic
numerals in the center lower margin of the first leaf recto: "2" for
quire 4 (f. 19), "3" for quire 7 (f. 43); "4," barely visible, for
quire 10 (f. 65), "5," in a later hand, for quire 13 (f. 89), "6," in
a later hand, for quire 16 (f. 113).</p>
</foliation>

2.6.4.2 Additions and marginalia

The <additions> element is used to record and discuss any written or drawn additional text found in a manuscript, such as marginalia, scribblings, etc. which the cataloguer considers of interest or importance. Such topics may also be discussed or referenced elsewhere in a description, for example in the <history> element where the marginalia provide evidence of ownership, but the <additions> element is particularly useful for this purpose.

<additions> contains a description of any significant additions found within a manuscript, such as marginalia or other annotations.

Here are some examples of the use of this element


<additions><p>In most parts of the codex the text has been quite
extensively corrected in a contemporary hand from the manuscript GKS
3270 4to.</p>
</additions>

<additions>
<p>The text of this manuscript is not interpolated with
sentences from Royal decrees promulgated in 1294, 1305 and 1314. In
the margins, however, another somewhat later scribe has added the
relevant paragraphs of these decrees, see pp. 8, 24, 44, 47
etc.</p>
<p>As a humorous gesture the scribe in one opening(?) of the
manuscript, pp. 36 and 37, has prolonged the lower stems of one letter
f and five letters  &amp;thorn; and has them drizzle down the
margin.</p>
</addition>

2.6.4.3 Condition

The <condition> element may be used to summarize the overall physical state of a manuscript, in particular where such information is not recorded elsewhere in the description. It should not however be used to describe changes or repairs to a manuscript; these are more appropriately described as a part of its custodial history.

<condition>
<p>The text begins and ends defective, and there are two lacunae toward
the end. What was originally the first leaf of the first quire,
numbered 1a, has been cut away, leaving a strip approximately 15 mm
wide; one to two letters, in some places on the verso up to four,
remain of each line.  The manuscript contains a large number of
erasures, possibly by the scribe, possibly by a later hand, but in any
case for the most part unfilled in; for example on f. 3ra, lines 15-6
there are two erasures, the first of perhaps 16 the second of six
characters, and four lines of text have been erased on f. 5vb
following l. 21.  In addition, there are several spaces that appear
never to have been filled in, e.g. f. 13vb, l. 24, where enough space
for about eight letters has been left blank by the scribe.
</p></condition>

2.6.5 Formal definitions

The formal definition for the <physDesc> element and its constituents is as follows:

Up: 2 The Manuscript Description Element Previous: 2.5 Intellectual Content Next: 2.7 History



(revised 21 Jun 01)   Edited by Lou Burnard for the MASTER Work Group.
Copyright TEI Consortium 2001